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The Urban Pilot Projects Experience.
A Top-Down Integrated Approach Answering to Local
Innovative Strategies
Marco Santangelo
EU-POLIS sistemi urbani europei
Dipartimento Interateneo Territorio
Politecnico e Università di Torino
Viale Mattioli, 39
10125 Torino – Italy
tel.: +39 011 5647402
fax: +39 011 5647499
e-mail: santangelo@archi.polito.it
Paper presented at the conference Area-based initiatives in
contemporary urban policy, Danish Building and Urban Research and
European Urban Research Association, Copenhagen 17-19 May 2001
Introduction
This paper will analyse the relations existing between some European
innovative instruments of urban policy, which adopt an integrated
approach, and the capacity of local territorial systems to use these
experiences to produce local development.
To this aim the experience of the Urban Pilot Projects (UPP),
co-financed by the European Commission thanks to the art.10 of the
European Regional Development Fund (ERDF; 1994-1999) will be analysed.
UPPs represent a classic top-down approach (EU/local systems). However,
they needed, for their approval and, above all, for their implementation,
an effort by the local systems to think about alternative methods and
integrated approaches to the solution of urban areas problems.
Local level is analysed as a territorial local system in which local
actors can act as a collective actor in specific circumstances, and,
living in particular places, these actors interact in a characteristic way
with a specific milieu. The local development dynamics, which will
be analysed, will be studied as responding to the criteria of
self-sustainable local development and of territorial added value
production (in opposition to projects that produce simple valorisation).
Two main positive aspects will be underlined:
- integrated projects can be used as useful tools to promote actions
producing territorial added value and to imply active participation of
the local society that, in some cases, substantially modifies the way
in which the territory is governed;
- UPPs showed that local actors to implement development strategies
created at a local level could use a tipical top-down approach.
These experiences showed, anyway, that some problems could occur in the
relation between supra-local and local actors in the urban planning
policies:
- strategies promoted by the EU are made to improve the competitivity
of territorial local systems, but, in spite of the recognized
importance of the cooperation among systems, the tendence is to
privilege a policy of exchange of best practices rather than to
strengthen the existing urban cooperation networks or to encourage the
creation of new networks;
- the need for democratic participation of local actors to the
projects often became a very good promotional campaign on the
undertaken actions rather than a much more complex action of
thickening of the existing social, economic, cultural and political
networks or the support to the creation of new local networks;
- the problem of how to "govern the change" has often been
tackled as a delegation to specific development agencies, thinking to
the UPP as one more intervention on the territory, without any real
and lasting change in the local government from an administrative idea
of governing urban services towards the idea of governing the local
development (i.e. introducing elements of a governance system).
1. EU territorial policy and the urban question
Can we talk about a EU territorial policy? Yes, if we consider two main
trends and a leading principle. The subsidiarity principle is strictly
linked to the first trend1:
EU does not act directly in territorial transformation, since this is a
member countries’ task. It is needed, however, coordination at Community
level of infrastructural policies and of actions that tend to harmonize
the development of the European territory (White Paper. Growth,
Competitiveness, Employment, 1993; Agenda 2000. Strengthening the
Union and Preparing Enlargment, 1997; Europe 2000+. Cooperation for
European Territory Development, 1994b).
1) According
to the subsidiarity principle every decision must be took at the lowest
competent level of government.
In this framework there isn’t a specific attention to urban areas. It
can be said that there is an admission of the prevailing urban dimension
in the European territorial asset. In 1997 DGXVI (now Regional Policy
Directorate General) published "Europe's Cities. Community
Measures in Urban Areas", in which there is a summary of the main
trends in urban development and of the programmes set by the European
Commission (EC). This document and the "A Framework for Action on
Urban Sustainable Development in the European Union" (1999) were
mainly produced to come to a conclusion on the experiences led during the
1994-’99 period of the Structural Funds. The new programming period
(2000-’06) was laid on a reduction of the Community intervention in
urban areas and a progressive shift towards east European countries
financing for their accession to EU2. Even in the funds
programming the prevailing principle is that of regionalizing Community
actions to improve the performances of an infra-national level of
territorial planning and government (ESDP, 1999).
2) As an example of
the reduction of local based initiatives funded by EU, it can be useful
to remember that the successful URBAN Community Initiative had to come
to an end in 1999 and the same destiny was prepared for the Urban Pilot
Projects. It is only thanks to the opposition of the European Parliament
and of bottom-up initiatives that the EC allowed the URBAN initiative to
continue with a second phase on the 2000-’06 Structural Funds
programming period (see EP, 1998 and COR, 1997 among other documents on
this question). See EC, 1999 and
<www.inforegio.cec.eu.int/wbdoc/docoffic/sf20002006/regul_en.htm>
on the 2000-’06 Structural Funds.
In 1999, as a result of a joint work with the ministries responsible
for planning policies of the member countries, the EC launched the "European
Spatial Development Perspective" (ESDP). This is a common
framework for the asset of the European territory in which two
trends/visions prevail, partially justifying the apparent indifference
towards urban areas. To achieve a "balanced competitiveness"
among the different parts of the European territory and with the
acknowledgement of the potentials offered by its diversity (more than by
its homogeneity), the ESDP stress the importance of a polycentric
development of the EU, based on the strengthening of the existing
networks of small, medium and big cities (ESDP, 1999. p. 20), and of a
close relation between urban and rural areas (ibidem, p. 25).
In this framework, European cities and towns compete as rivals more
than cooperate to solve urban problems (DGXVI, 1997). It can be said that
more often cities compete and cooperate in the same time, simply changing
attitude as conditions and fields of action change. They compete, for
instance, when they have to attract firms or businesses, offering the best
conditions (skilled workers, efficient infrastructures, available inner
city areas to develop) or when they have to provide best living conditions
for their citizens (e.g. promoting economic partnerships with private
actors). They can cooperate, for instance, implementing European funded
research projects that can help to find out how to become more effective
competitors.
Cooperation is not, of course, limited to find out the best way to
compete. It is also a way of sharing various know-hows, putting together
peculiar capacities developed in different cities to improve global
performances through synergic operations3.
3) To play a role in
the well-known European cooperation networks (e.g. Eurocities and
Quartiers en Crise) is a stimulus for the city to increase its
chances to have a sustainable development in a medium-long term.
Besides, it will be interesting to understand if European towns and
cities cooperate to compete or compete while cooperating (see:
Rossignolo, 1998; Berg (van den) and Klink (van), 1992; Borja, 1992).
One of the most successful strategies applied by European towns and
cities to improve their chances to compete at a global level, has been to
promote local initiatives and actions that had to attract EU financings to
start urban regeneration integrated programmes. While running these
programmes, towns and cities are trying to "re-organise" their
government capacities and methodologies to implement shared, economically
and environmentally sustainable and long-term development strategies. It
can be said that urban regeneration projects that were based on an
integrated approach has been some of the best chance for European urban
areas to put their development strategies and processes to the test. In
the following parts it will be described what is an integrated approach,
how was it applied on the UPPs experience and what main results can be
drawn from this unique experience. It will also be specified how has the
analysis been conducted and how the local development theory can help to
examine local systems' development processes.
2. The integrated approach
In the last decade the European Commission has launched initiatives to
promote urban regeneration policies. These initiatives tend to mix
physical regeneration and urban projects, economic development and
employment, development of human and cultural resources, experimenting new
procedures and using local resources to begin development strategies. The
most successful examples of this kind are: the RECITE Cooperation Network4,
the URBAN Community Initiative and the Urban Pilot Projects (UPP).
4) Towns
and cities networks creation was encouraged by the EC since 1989, thanks
to the art. 10 of the ERDF. In the first period these networks were
almost completely formed as pilot projects. They were later formalized
as the RECITE (Regions and Cities of Europe) Initiative, a network of
networks consisting of almost 40 projects (among the others Eurocities,
Polis, Quartiers en Crise) (see EC-DGXVI, 1992).
These programmes are based on an integrated approach that is a
multi-sectorial approach where the action of different actors is
coordinated and their knowledge and competences interact. Problems are
tackled not only as contingent issues, but also in their complexity within
a comprehensive strategy.
Integrated projects are based on few important concepts. We can list
these concepts following the results of the experience made through the
past years by the Quartier en Crise network (a network of cities
working together on neighbourhood’s problems in the framework of the
RECITE Initiative)5:
5) To
know more see: Jacquier, 1995 and 2000.
– integrated projects should have a global approach towards the complexity of
change processes in urban areas and towards the differences that these
processes show in different contexts;
– integrated projects should develop synergies that can give better
results than those obtainable by carrying out single projects;
– synergies are to be found in: transversality through the actions
programmed and the areas of intervention; strategic partnership
formation, based on actors working on the same project, in the same
time, and above all made up of actors that were not working together
before, ignoring themselves even if committed on the same matters and in
the same territory;
– residents are always the most involved partners in urban regeneration
programmes, even if it is hard to give them an explicit role; they are
considered stakeholders, i.e. persons having concrete interests
in the project but without effective competences or decision-making
powers. These actors can’t be ignored (besides, the more a project has
an integrated approach, the more it will have external effects, the more
the number of stakeholders will grow) (Bobbio, 1996);
– the territorialization of the approaches. A territorially defined
framework of the interventions is important to ensure synergies among
partners and synergies among them, the programmed actions and the local
system in which they act; territorialization does not mean to act in a
strictly defined place, but to start from problems, necessities and
local resources to formulate policies and projects that will develop
inside the local system (horizontal relations), in connection with
enterprises networks and/or research networks (transversal relations),
in contact with different institutional levels (urban, regional,
national, EU level; vertical relations);
– the projects should be concrete and realistic; abstraction,
weak coordination among partners, scarce attention to starting and
implementation times and to the different procedures of institutional,
economic and social partners can seriously damage the projects; negative
effects can arise from a programming excessively focused on single
actions or from residents de-responsabilisation;
– integrated projects should be based on a contract among promoting
institutions and managing, financing and implementing authorities;
– integrated projects are made with the aim of creating innovative
methodologies and solutions for the solving of common, already
known, problems;
– cooperation is important; its aim is to share best practices
among different urban areas with similar problems.
Integrated projects are not substitutes for more traditional
approaches to urban regeneration. They should instead give a
comprehensive framework in which different actions could be implemented
more efficiently. «It is not a question of doing more but of doing
differently by supporting a transformation and a modernisation of the
systems and the means of intervention in the towns. In short, the
challenge is to rethink, even to contribute to the reconstruction of new
systems of urban government» (Jacquier, 1995).
3. Urban Pilot Projects
UPPs aim to find out and experiment new ideas for a better management
of urban issues at local level. Therefore they should develop new
instruments of an integrated approach to urban problems. Projects should
be conceived as elements of a global strategy of urban development and
they should have the following characteristics:
– the capacity to face up common problems in different cities;
– innovative and demonstrative character of the proposed solutions;
– public-private partnership as an essential condition for the carrying out
of the actions and as a presupposition for their financing at medium
term.
Some of the UPPs objectives are:
– the correction of effects of an unbalanced urban growth and the promotion
of an improved planning in semi-peripheral zones, especially in big and
medium sized cities;
– the regeneration of urban areas with the introduction of new activities
linked with the regeneration process and with the environment
protection;
– promotion and valorisation strategies for cultural, historic and geographic
features.
One of the main features that distinguish UPPs from every other
Community initiative or project is that a direct relation was
established between the European Commission and the local authority or
body running the project. Funds were directly attributed by the EC to
the city; reports and results were directly transmitted by the city to
the EC.
– integrated projects should have a global approach towards the complexity of
change processes in urban areas and towards the differences that these
processes show in different contexts;
– integrated projects should develop synergies that can give better
results than those obtainable by carrying out single projects;
– synergies are to be found in: transversality through the actions
programmed and the areas of intervention; strategic partnership
formation, based on actors working on the same project, in the same
time, and above all made up of actors that were not working together
before, ignoring themselves even if committed on the same matters and in
the same territory;
– residents are always the most involved partners in urban regeneration
programmes, even if it is hard to give them an explicit role; they are
considered stakeholders, i.e. persons having concrete interests
in the project but without effective competences or decision-making
powers. These actors can’t be ignored (besides, the more a project has
an integrated approach, the more it will have external effects, the more
the number of stakeholders will grow) (Bobbio, 1996);
– the territorialization of the approaches. A territorially defined
framework of the interventions is important to ensure synergies among
partners and synergies among them, the programmed actions and the local
system in which they act; territorialization does not mean to act in a
strictly defined place, but to start from problems, necessities and
local resources to formulate policies and projects that will develop
inside the local system (horizontal relations), in connection with
enterprises networks and/or research networks (transversal relations),
in contact with different institutional levels (urban, regional,
national, EU level; vertical relations);
– the projects should be concrete and realistic; abstraction,
weak coordination among partners, scarce attention to starting and
implementation times and to the different procedures of institutional,
economic and social partners can seriously damage the projects; negative
effects can arise from a programming excessively focused on single
actions or from residents de-responsabilisation;
– integrated projects should be based on a contract among promoting
institutions and managing, financing and implementing authorities;
– integrated projects are made with the aim of creating innovative
methodologies and solutions for the solving of common, already
known, problems;
– cooperation is important; its aim is to share best practices
among different urban areas with similar problems.
Integrated projects are not substitutes for more traditional
approaches to urban regeneration. They should instead give a
comprehensive framework in which different actions could be implemented
more efficiently. «It is not a question of doing more but of doing
differently by supporting a transformation and a modernisation of the
systems and the means of intervention in the towns. In short, the
challenge is to rethink, even to contribute to the reconstruction of new
systems of urban government» (Jacquier, 1995).
3. Urban Pilot Projects
UPPs aim to find out and experiment new ideas for a better management
of urban issues at local level. Therefore they should develop new
instruments of an integrated approach to urban problems. Projects should
be conceived as elements of a global strategy of urban development and
they should have the following characteristics:
– the capacity to face up common problems in different cities;
– innovative and demonstrative character of the proposed solutions;
– public-private partnership as an essential condition for the carrying out
of the actions and as a presupposition for their financing at medium
term.
Some of the UPPs objectives are:
– the correction of effects of an unbalanced urban growth and the promotion
of an improved planning in semi-peripheral zones, especially in big and
medium sized cities;
– the regeneration of urban areas with the introduction of new activities
linked with the regeneration process and with the environment
protection;
– promotion and valorisation strategies for cultural, historic and geographic
features.
One of the main features that distinguish UPPs from every other
Community initiative or project is that a direct relation was
established between the European Commission and the local authority or
body running the project. Funds were directly attributed by the EC to
the city; reports and results were directly transmitted by the city to
the EC.
|
Urban Pilot Projects (UPP)
Only 1% of the funds allocated for the activities programmed in
the Structural Funds and for the Community Initiatives programmes
are assigned to innovative actions. The article 10 of the ERDF
finances pilot projects or studies on regional development at
Community level. The art. 10 allowed the European Commission to
co-finance pilot innovative projects in urban areas: 33 urban
pilot projects in 11 member countries in the period 1989-’93. In
the second programming period, 1997-’99, there were 26 projects
approved in 14 member states.
|
|
PROGRAMMING PERIOD |
OBJECTIVES |
ADMISSIBLE AREAS |
FUNDS
|
NUMBER OF PROJECTS |
|
1989-‘93 |
Four main themes
|
The whole
territory of the EU |
ERDF (art. 10);
101 mecu (50% of total expense) |
33 |
|
1997-‘99 |
Ten main themes
|
Cities with
at least 100.000 inhabitants, in the whole territory of the EU |
ERDF (art. 10);
63 mecu (39% of total expense) |
26 |
|
2000-’06
|
The UPPs experience will not continue. |
Source: European Commission, 1997 and 1999
4. How the UPPs experience has been analysed:
territorial local systems and local development strategies
Urban regeneration processes has been analysed through the local
development theory that allows us to:
– understand which processes can produce an integrated approach;
– understand what these processes owe to the global system (in this case EU)
and what to the specific characteristics of the local system;
– see which of the process variables are regulated from the global system.
It is important to acknowledge the role of the complexity of the
local system as a presupposition. The local system is not definable a
priori, because very often it is not possible to describe a local
system as an administratively defined area or a territorial local system
formerly known. Referring to local systems description as networks’
knots, we can distinguish between «a global level in which networks
connect knots that are local systems and a local level in which we found
these knots to be networks whose single actors constitute their knots»
(Dematteis, 1994, p. 19). It should even be taken into consideration
that in local systems there are knots made up by "intermediate
entities" constituted by group of actors sharing common interests
and that these knots could be transversal between global and local
systems, apart from, but within, these systems. So, complex is the
proper adjective to define the interaction among systems.
A local system is defined as an «aggregation of actors that
in specific circumstances can act as a collective actor, even if not
formally recognized […], it is a set with an identity that allows to
distinguish it from the environment and from other systems. Actors that
are part of it are conscious of this identity and able to have
autonomous collective actions. It is a system that interacts with the
exterior with rules of its own, mostly informal and yet adequate to
assure its reproduction through time» (Dematteis, 1994, p. 14).
A local system is not necessarily a territorial local system. Its
rules and genetic code have surely something to do with a sedimented
heritage made of experiences and competences that have in part a
territorial origin. But this origin does not explain everything, even
because transversal components of the system have to be considered (e.g.
enterprises networks).
Integrated projects are instead clearly linked to a specific
territory. UPPs refer to territorial local systems that are
systems living and acting in a specific territory and with a common
reference to a specific milieu. This territorial characterisation
can’t be given as a fact and can change, involving the whole system in
unpredictable changes.
The concept of milieu helps to consider the specific identity
and the self-organising capacity of the territorial system. The milieu
is at the same time an equipment of the local system (the
"heritage") and a resource (the "project", an
expressed or expressable potentiality). It has to be defined and
determined locally through the analysis of the processes that produced
the present equipment and through the interactions of actors creating
and using this equipment (Governa, 1997).
To understand the local system’s identity and how the system works
it is necessary to start to analyse the interactions between local
network and milieu. Attention must be paid to the role that these
"parts" have in the process, supposing that the
"project", i.e. chances linked to available resources, is what
links local network and milieu6 together.
6)Local
network and milieu are elements of the analysis that can be supposed
at the beginning of the analysis, and can be later confirmed or more
precisely defined.
Theory and practices: schemes of interaction between a global level
and a local system
Can stimuli to implement an urban regeneration successful programme
be selected at global level?
Can integrated projects be considered as an experience where local
self-descriptions and global descriptions as part of a local development
process coincide?
What can be surely said is that the integrated approach that came out
from years of concrete experience throughout Europe, first with the UPPs
and then with the URBAN Community Initiative, has become a common
practice in the EU. The EU level (the global level) selects stimuli to
be transferred to local level (towns and cities). Both the global and
the local levels can be defined as operatively closed and with specific
cognitive domain. They are structurally connected7 and it is
a learning by doing process between these two systems that allows
programming good success actions adaptables to different systems (the best
practices). But it must be said that in practice very few projects
can be considered "success stories". The shift from the
widespread theory to the small number of successes shows that there are
some problems.
7)The
concepts of operatively closed systems, of cognitive domain and of
structural connection come from the autopoiethics systems theory to
which it is very useful to refer to when analysing complex systems. See
Maturana and Varela, 1980 and 1984. To know more about the use of these
concepts in local system theory, see Dematteis, 1995.
The territorial added value
There is another important concept to consider: the territorial
dimension of the UPPs allows evaluating a territorial added value
throughout the implementation of the project. The territorial added
value can measure to what extent the project has increased in space, in
time, in number of actors involved the relations established during the
implementation. It is not easy to give an exact measure of the
territorial added value, but it can be used as a territorialization
indicator. It can have two meanings: «the first, more in general,
stands for the value that the development project add to the
territory, on the assumption that development should enrich and not
reduce the local natural and cultural equipment» (Dematteis, 2000). The
second meaning considers the value produced by the project as
constituted of two components. The first is a non-territorial component:
«a project can create value even without the use of the local territory
milieu resources, using technological innovation for instance […].
In this case the territory is a simple support for virtuous actions.
There should be territorial added value in the second meaning if local
actors mobilise potential "immovable resources" [milieu
resources] that are available, transforming these resources in
"exportable" value, an economic but also cultural and social
value» (Dematteis, ibidem).
To consider towns, cities and urban areas in general as territorial
local systems and to use the concept of territorial added value allows
analysing a dynamic process of interactions (among actors) and
interconnections (among networks at different level) that can also
consider the territorial sustainability of the processes
examined. This sustainability is intented as a reproduction and
enrichment through time of the natural and cultural equipment of a
territory (see Magnaghi, 2000).
5. How the UPPs experience has been analysed:
methodological approach to the analysis and evaluation criteria
To describe the ongoing regeneration processes in European cities
that adopted the UPP instrument, an analysis that runs through again the
project implementation phases has been adopted to understand the project
and to evaluate its effects. For the purpose the constitutive elements
of the milieu have been analysed, trying to understand which
relations, and how intense, exist among the different parts of the local
system and among the latter and the supra-local system defined as
"global". This analysis allowed thinking about the interaction
mechanisms that were created thanks to the development process and about
the results of such interactions. It is useful to understand which
elements of the local system are active and which are dragged or hostile
if the system answers to global stimuli that incite to the programming
of development strategies.8
8) This
kind of analysis has been studied and adopted by F. Governa (1997),
with special attention to the different elements of the local system
and their relations. C. Rossignolo (1998) mainly directed her
attention on the use of this analysis to examine European networks of
cities.
The analysis of some UPPs (both first and second phase projects)
allows drawing a synthesis of this European experience of integrated
approach9. This experience can be summarized examining the
main criteria used to evaluate an integrated pilot project:
9) The
complete analysis of 27 UPPs was conducted in 1999 for a degree thesis
by the author. The main results were published in 2000 (see: Santangelo,
2000).
– integration of actions; horizontal integration of the different and
often numerous actions that have effects at local and supra-local
levels. This characteristic can be a signal of an enterprise capacity
but can create some coordination problems. These problems can be
described as: weak integration of the time schedules of the different
actions, of the actors involved and of the project as a whole; weak
integration of funds, considering with an added value those projects
that attracted funds from different sources and from sources that were
not traditionally involved in urban regeneration programmes;
– integration of actors; vertical and horizontal integration. This is a
fundamental characteristic for an integrated project and is strictly
connected with the local development theory. The attention is mainly
focused on the relation actors/milieu, on conflicts between
public and private interests, on those conflicts that rise inside the
public administration and on the strength of local actors and networks;
– strategic integration; i.e.: the evaluation of the capacity of the
project to interact with existing development strategies; the choice to
use the UPP to promote a comprehensive development strategy for the
whole urban area; the lack of interaction of the UPP with other projects
or policies of the urban area;
– integration between objectives and actual results; i.e. the capacity to
determine achievable objectives so to obtain foreseeable results. This
characteristic is useful to evaluate the attention to the local
specificity, to the milieu;
– integration between obtained results and the milieu; wherever is
possible to evaluate which effects the project has on the milieu.
Expected results can contrast the image that the milieu has of itself
(the common and shared vision of a local system);
– integration between the project and the local development. The result
of an UPP must be recognized in the "good relations" among the
action, the actors involved (their mobilization) and the milieu with
which and in which the UPP is implemented. There is an evaluation of the
relation's actors/milieu, actions/actors, how many other actions
the project produced (and of which kind). The weak integration between
the project and the local development dynamics can be attributed to the
scarce interaction/integration between the local system and the answer
that the same system gave to global stimuli.
6. Key concepts of the evaluation: UPPs as
development tools and as a working method
UPPs have been analysed as ongoing processes. Whether they were first
phase projects (1989-’93) or second phase ones (1997-’99), they have
been examined as projects still having influences on their territories
(the lack of any kind of influence or consequence to be considered as a
sign of failure).
Since the second phase is in certain cases still going (in Turin, for
example), it has been chosen to put forward some hypothesis on the
conditions set by the project to promote a local development process.
These conditions refer to the project capacity to be answer and
expression of a relation among local networks and the milieu. These
should get organized to adapt to the changing global and local
development options. A "good project" represents the local
system capacity to use the UPP to create sustainable development, not
simple valorisation, that is to say the system capacity to self-feed
after the end of the project and the reaching of the expected results.
Innovation
Pilot projects have been opportunities of real urban regeneration as
long as they have been innovative projects. To be innovative, in
this case, doesn’t simply mean to use new instruments or to implement
new kind of projects, but to act and get organized in a different way
than in past experiences. New methodologies of intervention in the
territory have been experimented and these methodologies could be used
as stimulus for the implementation of similar projects in other urban
areas.10
10)The
transversal, multilevel dimension of the UPPs is another important
innovative result. UPPs not only allowed cities to interact directly
with the EU level, but they were occasion to implement actions in
cooperation with national and infra-national level (regions or
ministries) and with transversal networks (enterprises, research and
development networks).
Territorialization
If something has been understood of the integrated project,
through learning by doing process, is that this is a territorialized
project. From the local point of view, the learning process has been
targeted to recognize or discover the system’s potential and to the
promotion of self-organizing processes that can’t be stimulated by the
EU. These processes must come out from the local system’s
transformation demands.
In many of the UPPs a tipical contradiction can be noted when it is
clear that there is a top-down approach for the implementation of
the project, while a pilot project should be based on bottom-up
approaches. It is necessary, therefore, to consider that UPPs have
been targeted for specific areas with fragmented local networks (if
there were), weak consciousness of the area potential, etc. Infra-local
level of this kind aren't usually able to autonomously start local
development strategies answering to global stimuli.
In UPPs processes it is possible to distinguish at least three
territorial levels involved: the global level (EU), the municipal level
(able to answer to global stimuli), the local level (infra-local, where
the project is implemented and where should begin the development
process that comes out from active relations among local networks and
the milieu).
Partnership
Partnership has been considered fundamental for the project, mainly
public/private partnership. In almost all the UPPs it is more correct to
talk about institutional partnerships, since it has almost always
been the case of partnerships among institutions, both at local and
global levels. In many cases there have been public/public partnerships
and where private actors were involved, they often were
"institutional" private partners (e.g. banks, foundations,
enterprises). The idea of a transversal partnership has been proved to
be ingenuous, since it changed in institutional partnerships promoting
and managing actions in cooperation with local actors and networks.
Best practices
Best practices should be considered as a result of the good relations
among involved actors and as answers to specific problems. What can be
drawn from the UPPs experience is that a best practice is not a good
solution, but is a good understanding of the problems to tackle.
Solutions are contextual; they can’t be imposed, suggested or
transferred. The subsidiarity principle should be seen from the local
point of view, not as an instrument to make the lowest competent level
aware of his responsabilities, but as an indispensable tool for local
development.
7. Conclusion: governance as a multilevel notion
The UPPs experience has proved once more that the territorial
development model proposed by the EU goes towards a further growth of
networking dynamics. This imply a private intervention in transformation
and regeneration projects, while cities are carrying out policies that
improve inter-institutional cooperation and are adopting strategic
planning instruments that allows an unceasing and thoroughly
investigated plan processing. Cities act as economic, politic and social
actors, with their own autonomy and strategies (Bagnasco and Le Galès,
1997).
It is possible to see, in Europe, the growth of unstable
intergovernmental relations (cooperation/competition relations) that
strengthen intermediate levels of government. Inside cities, seen as
local systems, some actors try to promote networks able to play a role
at a global level, while transversal networks jump from a place to
another following the best conditions and offers to stop (Sassen, 1997
and 1998). Some other cities and regions, whose main target is to
maintain social cohesion through State aids, lay behind (Le Galès,
1998). This situation doesn’t mean that there is a convergence in
governing these phenomena in different countries, or that there is a
common intention to face them up. It is possible to talk of
"polycentric governance", using this concept to describe the
connection on the territory of different kind of political and social
regulation (Le Galès, 1998).
At local level, there is a definition of urban governance as «the
capacity to integrate, to shape local interests, organizations and
social groups, and as the capacity to represent them to the outside, to
develop more or less unified development strategies in relations with
the market, the State, other cities and other levels of government» (Le
Galès, ibidem; see also Cavallier, 1998).
UPPs has showed how much a local system is involved in such
processes. How much a local system depends from the global level and how
much it is able to play an active role interacting with systems at
various levels. These projects, as integrated and complex projects, are governance
processes. Traditional planning and regeneration methodologies
clearly showed their inefficiency to face global changes while local
development processes stress the importance of multilevel strategies to
tackle urban areas problems. Integrated projects show how important
networking is. Networking should be considered as a multilevel,
transversal and active concept, whose elements (knots/actors/networks)
are active components of different networks at the same time. Besides,
the shift from an administrative idea of governing urban services
towards the idea of governing the local development allows to exploit
the existing potential of the local territorial system.
A problem emerges when these capacities are used to be adapted to the
main trends of economic globalisation and of the consequences implied
(Sassen, 1997). At a local scale, UPPs have demonstrated that
derangements, resistances and conflicts, that come out during the
implementation, represent the real potential to be exploited for a
sustainable development strategy (Dematteis, 2000). Strategies of
territorial local development should benefit from complexity to be
successful. No pain, no gain.
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