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Citizen involvement and new
roles for local politicians in decentralised city government: The Case of
Stockholm
Henry Bäck
School of Public Administration
Göteborg University
P O Box 712
SE-405 30 Göteborg
henry.back@spa.gu.se
Folke Johansson
Department of Political Science
Göteborg University
P O Box 711
SE-405 30 Göteborg
folke.johansson@pol.gu.se
Paper submitted to the European Urban Research Association and Danish
Building Research Institute conference "Area based initiatives in
contemporary urban policy – innovations in city governance"
Copenhagen 17-19 May 2001
Background
In 1996 the City of
Stockholm introduced a new organisation with 24 neighbourhood committees1.
Beginning in 1997 the neighbourhood committees took over the
responsibility for the provision of a number of services, mainly what
could be labelled welfare services but also some technical services. The
reform decision had been preceded by a field trial in three neighbourhoods
in the years 1990-95 (Premfors m fl 1994). Albeit the idea of sub-local
decentralisation in the city Stockholm could be traced as far back as to
the 1940s (Sandqvist 2000), it is remarkable that no reform decision was
taken until the interest for neighbourhood committees since long had waned
in Swedish local authorities. In a way the traditional image of diffusion
processes is turned upside down when innovations are spread from the
periphery to the centre.
1) After the 1998 local election a coalition of
Conservatives, Liberals, Christian Democrats and a local party took power
in the city. The Conservatives preferably would abolish neighbourhood
committees, while the other three supported the reform. The solution to
the problem was a reduction of the number of committees to 18. It is
interesting to note that this is the exact solution to the equation X =
(3*24 + 1*0)/4 where X is the number of committees in the compromise. The
assumption of power is described by Hanna Bäck (2000).
An interpretation that we
have tried to launch (Bäck and Johansson 2000) implies that the
institutional history differs between the big cities and the rest of the
local authorities; The representative system with a council and central
sector committees was well established in the cities long before the
democratic breakthrough in local government. In other municipalities this
system was slowly and sometimes reluctantly erected during the years
1920-50, only to be torn down as a consequence of merger reforms in
1952-74, leading to a situation where new institutions had to be rebuilt.
Neighbourhood committees came to be one reaction to the centralism which
these new bigger municipalities were perceived to be characterised by. The
big cities, and especially Stockholm went unaffected through the
institutional crisis implied by the merger reforms.
On the other hand the big
cities as well as other municipalities were hit by the crisis of the
welfare state in the late 80s and early 90s. In this new crisis they
groped for new institutional arrangements and like other municipalities
they found the by market liberalism inspired "New Public
Management" solutions. But also neighbourhood committees, until now
untried in the big city, were found. We thus suggest that neighbourhood
decentralisation that in other municipalities was seen as a remedy to
perceived democratic problems in the wake of the merger reforms in
Stockholm came to function as a reaction to the crisis of the welfare
municipality. This might seem paradoxical as many authorities where
neighbourhood committees had been established already before the end of
the 1980s now turned to centralisation and abolition of the neighbourhood
committees as a response to the same economic crisis of the welfare
municipality (cf e g the abolition of neighbourhood committees in the
municipality of Ale described in Bäck 2000).
This alternative
interpretation of the neighbourhood reform is very loosely if at all
coupled to perceived problems in the local democracy. Nevertheless, it
should be observed that as in other similar reforms, the objective of
improving local democracy is in focus also in the Stockholm reform. The
direct initiative to the reform was the so called "seven party
address" (the Conservatives were against and did not sign) of June 8th
1994, which explicitly stated as the first-mentioned goal of the reform:
"The organisation is intended to enhance local democracy and to
vitalise civil involvement." As it happens, most follow-ups and
evaluation studies of neighbourhood reforms in Swedish local authorities
have concluded that no such effects regarding citizen participation and
involvement have been achieved (c.f. Montin 1989, Jönsson et al 1995,
1997a, 1997b). However, effects on the role of local politicians have been
observed. Politicians who are members of neighbourhood committees are more
closely in touch with neighbourhood communities and have gained a stronger
position in relation to the professional administrative and service
providing organisation (Jönsson m fl 1995, Premfors m fl 1994, Solli
1988).
In this paper we are going to approach the
question whether such effects that have been observed elsewhere also are
traceable in Stockholm. Are effects implying improved civil involvement
and participation as absent as in other similar reforms, and could the
same changes in the role of local politicians as in other municipalities
also be observed.
Citizen involvement and
participation
The concept ‘political
participation’ does not have a clear connotation. It is rather one of
the most debated concepts within political science. The existence of many
views depends to a great extent on the fact that political participation
is always a central component in discussing democracy. There are different
views on the importance of participation when judging the functioning of
democracy. There is however total agreement that when discussing democracy
you must make up your mind about the role of political participation in
your definition of democracy. (cf Milbrath 1972)
A first step is to consider
whether political participation should be seen as instrumental or not.
Should we perhaps reserve this concept for activities, which in one way or
another are intended to influence the political system and the decisions
taken by different political actors? The question of instrumentality is
thus directly related to the effects that participation can have or is
intended to have on the political system. Another central form of
classification builds upon the possible effects of participation for the
individual citizen participating. These theoretical notions have been
summarised under the headings communitarian participation, educative
theories and expressive participation. (Parry, Moyser and Day 1992)
If you see the
communitarian part as important you imagine that all or at least many of
the citizen should participate and also that the participation means that
the decisions can be taken together, preferably in harmony and that the
participation creates a spirit of community. Jean-Jacques Rousseau was one
of the leading advocates of this view. There are obvious traces of a
communitarian view in the prerequisites that we start from here. It is
evident from the emphasis on the importance of the neighbourhood
committees in creating a local community.
Within another theoretical
notion the educational effects of participation are the most important.
The citizens become better citizens by participating. They gain
understanding also for other parts of society than the ones that they are
normally involved in and they also gain confidence in the political
system. The educational effects have been put forward by John Stuart Mill
and more recently among others by Carole Pateman (Pateman 1980).
A third way of looking at
participation is stressing the expressive side. Those participating are
supposed to try to mark their belonging to a certain group or a certain
political outlook. One aspect of this can be that you participate because
you want to feel that you are part of this group or this outlook. You can
also within this notion participate in order to express your own opinion
without any immediate wish to influence a certain decision. Something that
is not incoherent with the possibility that one or several political
decisions may have initiated the activity.
How to explain participation
With different ways of looking at
participating follows hypothetically also different models of explanation.
If you for example stress a communitarian aspect, you can hardly expect
personal characteristics to be important. It is rather the shaping of the
system that is most central. With an instrumental point of view, which in
this case also can be linked to a democratic demand for equal possibility
to influence, it seems reasonable to concentrate on the importance of
personal efficacy for the participation. What you study is really more the
prerequisites for participation than the direct cause for the activity.
From an evaluation point of
view the structural explanations are of most interest. When you create a
neighbourhood committee system, you change the political structures. Of
course you can not analyse such changes separately but you have to
consider several of the factors that have been mentioned here. They can to
a great extent determine how an individual reacts to different political
systems and different forms of organisation of the political decision
making. Comparison over time is of course a basic method in evaluation
studies.
Another important factor in
judging the functioning of political systems is size. That is the number
of citizens or the number of voters in the neighbourhood committee (or
whatever unit you are studying). Traditionally you can see many democratic
advantages with smaller units (c.f. Dahl and Tufte 1973).
Belief in the possibility to
influence
The answers to a open-ended
question concerning which expectations you did have on the neighbourhood
committee reform showed that a lot of people thought that the distance
between citizens and politicians would be shortened. Such a gap closing
might of course have different positive consequences. The most important
may be the view that the citizens have of this distance and its possible
shortening. We have tried to measure this with different questions that
are intended to give room for a more concrete picture. One of these
concerns the possibility to influence politics. In the year 1966 more than
half of the respondents (58 percent) totally or partly concurs to a
statement saying that The introduction of neighbourhood committees make
it easier for people in general to influence politics. Afterwards in
1999 a somewhat lower percentage, 41, concurs in the same way. The
expectations are high on these committees. It should first be emphasised
that the second result also must be seen as somewhat of a success. It is
in fact four out of ten persons who think that it is easier to influence
decisions. On the other hand it is always negative to be disappointed.
The percentage that thinks that it will be
easier to influence diminishes from 58 to 41 percent. Men, elderly people,
people with low education and workers are clearly overrepresented among
those who have had to adapt their earlier expectations. Their general
belief in the system has gone down relatively much. The percentage that
think that it has become easier to influence is about one third also in
the groups that are generally critical to the new system. We can note that
people below 30 years, self-employed persons and those with a strong
attachment to a certain political party tend to keep their belief in the
positive effects of the system while those with no party attachment are
more disappointed.
Political activity
The first form of political activity that
we show is discussion of local political issues. The percentage, which
claims to have discussed local political issues with people in their
surrounding, has not changed from 1996 to 1999. Somewhat more than
three out of four report having such discussions frequently and less than
one fifth report not having such discussions at all. Most respondents
chose the alternative Occasionally, which can include everything
from once and up to the point where the individual himself see it as Often.
Table 1 Discussion of local political
issues
|
|
1996 |
1999 |
|
Often |
27 |
26 |
|
Occasionally |
56 |
56 |
|
Never |
18 |
18 |
|
Sum |
100 |
100 |
|
Respondents |
1710 |
1576 |
Question: How often do you discuss local political issues with
people in your surrounding?
Discussion of local political
issues can be important for the individual and may also lead to efforts to
influence political decisions. We now turn to the question whether you
have in fact tried to influence a local political decision. We asked if
you had tried at all and if so in what way? The results are that the
percentage that has tried has not changed when you compare the situation
beforehand 1996 (22 percent) with the situation after the reform 1999 (23
percent). The introduction of neighbourhood committees did not make an
immediate difference. Rather the most striking in these results is the
stability.
Table 2 Efforts to influence local
political decisions
| |
1996 |
1999 |
|
Tried in any way |
22 |
23 |
|
Influnce through (contact with):
Civil servant in neighbourhood committee
|
7
|
5
|
|
Other civil servant |
3 |
|
Neighbourhood committee politician |
7 |
4 |
|
Other politician |
2 |
|
Active in party organisation |
2 |
1 |
|
Action group |
3 |
3 |
|
Other organisation |
2 |
2 |
|
Writing in newspaper |
2 |
3 |
|
Petition/demonstration |
13 |
15 |
|
Other way |
2 |
2 |
The fact that the total percentage is the
same shows directly that there are no changes. With regard to the
different ways of influencing you can only note that their correspondents
in the neighbourhood committees have substituted central civil servants
and politicians. A change that is necessary as the issues are to a great
extent handled only there. In that way the neighbourhood committees have
been successful. All other kinds of political activity remains unchanged
and the pattern of activity also corresponds fairly well with what we can
see in the average local authority in Sweden. The most notable differences
are that petitions/demonstrations are somewhat more common in Stockholm
while activity in a party organisation is less important than in the
average local authority. This is most certainly dependent on size. The
political party is a more easily accessible channel in smaller communes.
The main pattern was that
changes in activity were small. This goes also for different subgroups of
respondents. With regard to sex there are no differences but age groups
show varying behaviour. Those less than 30 years discuss local politics
somewhat more 1999 than earlier while the percentage discussing is
diminished at about the same rate among the middle aged. The older group,
from 56 years and older, tries to influence political decisions somewhat
less 1999 than 1996. Those self-employed also seem to be somewhat less
active 1999 than 1996. The respondents with a strong party attachment both
discuss local political issues more and try to influence local political
decisions more 1999 than 1996. The idea that contacts through the
neighbourhood committees would be more socially equal than other ways gets
very little support in this analysis. Those groups that are normally
politically active in society are more active with regard to neighbourhood
committees as well as with regard to other local political institutions.
The only exception being occupational groups where contacts with
neighbourhood committees are equally frequent in all groups while other
types of contacts follow the more normal patterns with higher frequency
for self-employed and higher frequency for civil servants/salaried
employees than for workers.
Participation – a central
democratic object
The most frequently
mentioned goals in relation to neighbourhood committees are increased
political involvement and increased political participation. The result
here shows that the hope of reaching these goals is not fulfilled. There
is no increase in the number trying to influence political decisions and
not in the number discussing politics. On the other hand there are quite a
few who thin that the neighbourhood committees make it easier to influence
local political decisions. The picture is not totally clear. There seems
to be some contradictions. On the other hand there are rather simple
explanations to these contradictions.
First the idea that
neighbourhood committees make it easier to influence political decisions.
Close to one half of the responding citizens share this opinion when the
reform is introduced and more than one third still share it after three
years. There is a rather large group, which displays what from a
democratic view must be seen as a positive reaction here. However such a
view does not necessarily lead to political activity. It is at the same
time quite important as a factor of security in case one should feel the
need to influence a decision or take some other form of contact.
The central question is; why does the
political participation not increase? First we should remember that the
personal characteristics of the citizens are the same and that the social
structure is the same. Basically also the service provided by the
neighbourhood committee is the same as the service earlier provided by the
local authority centrally. Is it reasonable to assume that such a change
directly or even in a middle term perspective should affect political
participation? It is not likely, especially not if you have an
instrumental view of participation. You are active with the purpose of
attaining something – a change in policies a change in a more specific
decision. The personal background may increase the probability that you do
something but a direct cause is also a necessary condition. There is no
indication or any reason to expect that such causes have become more
common. It would have meant a serious failure if the reform did have such
consequences. In the longer run political participation may increase
somewhat because a lot of people now think that it is easier to contact
politicians or civil servants. The threshold value for activity has become
lower. An increase in activity as a result of this must however be seen as
a long-term process. A process that has started already which can be seen
by the fact that people now contact the neighbourhood representatives more
than those representing the central parts of the local authority.
Changing roles for local politicians
The roles of local
politicians can fruitfully be ordered into two dimensions. One of these
concerns the role as a representative, and the other the
intra-organisational role as decision-maker and governor (cf Young 1990,
Nilsson 1993, Bäck 2000). In this paper we will discuss only the role as
a representative. The questions to be posed to our empirical material can
be summarised:
– How do politicians relate to the
contradiction between territorially defined particular interests (the
neighbourhood interest) and the common interest of the whole city? Has it
been an effect of the neighbourhood reform that territorial interests have
gained more legitimacy? How does such a change, if any, relate to how
other particular interests (e g sectorally defined) are perceived?
– How have the politicians’
contacts with citizens and their associations developed? Has the
neighbourhood reform implied increasing frequencies of contact with
citizens with regard to questions concerning individual citizens as well
as more political issues? Have the politicians become more deeply rooted
in local associations?
The empirical material for the analysis is
provided by two mail surveys carried out in the autumn 1996 and the autumn
1999 respectively with all directly and indirectly elected local
politicians in the city of Stockholm. The 1996 survey was returned by 81
percent of the total of 832 politicians. The 1999 survey was distributed
to 636 persons of whom 73 percent replied. The final report of the
evaluation study will appear in 2001.
The number of
politicians
Seen in a representation
perspective it has been regarded important and advantageous to have a
large number of elected officials. If elected office is regarded as a kind
of civil involvement and participation a larger number of elected
automatically implies a higher level of involvement than a smaller number.
It has also been shown that a decreasing number of elected is something
that tends to impair the group representativeness of the system. Social
biases in representation are reinforced (cf Bäck 1993, 1996). Furthermore
it should be pointed out the fact that having more politicians implies
more interfaces between elected and electors than having a smaller number.
There are many scholars who have expressed their worries for a decreasing
number of politicians (Larsen & Offerdal 1992, SOU 2000:1, Rothstein
et al 1995). John Stewart writes:
There are dangers in any reduction in the number of
councillors if importance is attached to the representative role of
councillors (Clarke & Stewart 1989).
A peculiarity of
neighbourhood committee reforms in comparison with many other
institutional reforms in local government’s political organisation is
that they tend to increase instead of decreasing the number of
politicians. This is also the case in Stockholm. It was noted above that
there were in 1996 832 people holding directly or indirectly elected
political office in Stockholm. This was an especially high number due to
the fact that the city in 1996 actually ran two organisations in parallel.
At the same time as the older organisation was still in place with a
relatively large number of central sectoral committees and a local
organisation with social welfare district committees, the new organisation
with 24 neighbourhood committees was installed. If the persons only
holding office in the social welfare district committees are deducted from
the total number we are still left with 734 politicians – still a rather
impressing number. We have not especially investigated the situation prior
to the neighbourhood reform, but if we instead deduct those persons who in
1996 only held office in the new neighbourhood committees from the total
number 458 would remain. The immediate effect of the neighbourhood reform
on the number of politicians thus is an increase with 60 (from 458 to 734)
to 82 (from 458 to 832) percent.
When neighbourhood
committees were definitely installed in 1997 the social welfare district
committees as well as some of the central sectoral committees disappeared.
The shift of power in 1998 from a social democratic government in the city
hall to a coalition of non-socialist parties carried with it a reduction
in the number of neighbourhood committees, partly counteracted by a
partial restoration of the central committee apparatus. The net effect of
these changes was that we could count 636 politicians in 1999. The
increase in relation to the initial position then halts at 39 percent.
Figur 1 The number of local politicians

These increases may seem considerable when
expressed as percentages, but seen in relation to the population of the
city (700,000) they are of course less impressing. At the starting point
in 1995 there were some 1,500 Stockholmers per politician. At the peak in
1998 the corresponding number was 840 and 1999 each politician had 1,100
citizens to keep in touch with. A comparison could be made with the
average conditions in the country in the mid 1990s. In the 1993 local
councillor survey of the research programme "Democracy in
Transition" (Bäck 2000) there were in 32 surveyed local authorities
(of which four were county councils) 6,236 politicians, or slightly under
200 per authority. Many Stockholm neighbourhoods were of the same
population size as an average municipality. Both the record figure of 1996
and the slightly lower figure of 1999 implies 35 politicians per
neighbourhood.
Party structure and
office structure
In the analysis of the 1996
politician survey (Bäck & Johansson 1997) we emphasised the
importance of the combination of public offices which is held by the
individual politicians for their attitudes and behaviour. More than half
(52 percent) of the Stockholm politicians only held office in the new
neighbourhood committees, one fifth (21 percent) held office only at the
central city level (city council, executive committee, the remaining
central committees). The rest was distributed between those holding office
at both tiers (15 percent) and those with positions only in the doomed
social welfare district committees (12 percent).
The relatively small group
overlapping the central and local levels turned out to be a group with
strategic properties:
– They had higher hierarchical
positions within the politician collective (38 percent held chairmanship
positions as compared to 10 percent of the "pure" neighbourhood
politicians and 13 percent of the "pure" central level
politicians)
– They distinguished themselves as
advocates of the local neighbourhood interest by more often than the
others asserting that municipal service had been distributed in a less
appropriate way over the city surface. Eight percent spontaneously claimed
that they regarded themselves as representatives of their own
neighbourhood, a response given by a mere four percent of the
"pure" neighbourhood politicians and five percent of the
"pure " central level politicians. In good accordance with their
view of themselves as neighbourhood representatives they also displayed an
especially positive attitude towards the neighbourhood reform.
– However, at the same time they
had an especially good understanding of the common city interest. If this
common interest should enter into conflict with the interests of the
neighbourhood "only" 70 percent were prepared to give priority
to the local interest (as compared with 81 and 76 percent for the other
categories respectively). As a consequence they were less enthusiastic
than the others to proposals to introduce direct neighbourhood-wide
elections, an arrangement that could weaken the integration of the city.
Only 54 percent compared to 59 and 63 percent respectively in the other
two groups were positive to the idea of direct elections.
– Their public spirit also was
expressed in that especially few (37 percent) would give priority to the
interests of a service sector in a hypothesised conflict between a sector
and the common interest of the city (to be compared with 61 and 45 percent
respectively).
– The relation to the local
community is also upheld in their deeds. In this group 83 percent (as
compared to 56 and 65 percent respectively) had during the last year had
contacts with associations or firms. A larger proportion than in the other
two groups reported contacts with individual citizens in
"personal" as well as more "political" matters. In
this group 59 percent rather often or practically daily discussed local
government matters with other citizens than their own family members,
colleagues, friends and neighbours. This figure could be compared with 42
and 44 percent in the other two groups.
To summarise: The
politicians who held office on both tiers in the city were the goodies of
the reform: Active, influential, keeping contact with the local community
acting as its representative still understanding the need to keep the city
together. These two-level politicians act as an integrating link in the
political system, thereby facilitating the successful implementation of
the reform. In the absence of such integrating links the reform could
either route towards the disintegration and decomposition of the city or
towards increasing centralisation, which could endanger the credibility of
the reform as a democratisation project.
When discussing the modus
operandi of a political organisation, it is not sufficient only to
consider formal structures – what formal bodies and offices are in
place, which are their rights and obligations. One must also consider the
party political structure that cuts across the formal structure. Even
though the formal structure might seem decentralised, even fragmented,
uniform action can be maintained via intra-party steering, parties often
being considerably more hierarchical and centralised organisations.
Legendary Chicago mayor Richard Daley’s control chanelled through the
Cook County Democratic Party (cf Banfield 1961) and the Communist Party
strict control of the according to the letter of the constitution federal
and democratic Soviet Union could be two examples.
With these considerations
in mind we will in the following analyses use a model that could be simply
summarised:
Y = f(O,P,T)
Y is the attitudes and
behaviour of the politicians: Here the following aspects will be
scrutinised:
Attitudes
– The feeling of belonging to a local
neighbourhood
– Assessment of the geographical
distribution of municipal services
– Territorial particular interests
versus the common good
– Service sector particular
interests versus the common good
– Spending preferences
Behaviour
– Citizen contacts
– Discussion of local politics
with surrounding persons
– Involvement in associations
O is the pattern of offices held
by the respondent. This pattern is expressed in the terms discussed above,
i e the degree of overlapping between the central and local levels. Two
dummies will be used in the analyses: Overlapping offices and Central
level offices respectively. The technical implication of this is that
regression coefficients represent differences in comparison to those only
holding office at the local neighbourhood level, i e how much larger or
less will Y be in the category under consideration compared to
"pure" neighbourhood politicians.
P is a vector indicating position in the
party political structure. Three variables are included in the
analyses:
– Majority
will be 1 for respondents belonging to the ruling majority of the council
(Social Democrats, Left Party and the Green Party in 1996 and Moderates
(Conservatives), Christian Democrats, Peoples Party (Liberal) and the
Stockholm Party2 in 1999) 0 for respondents affiliated with the
opposition parties.
2) A local party in the city of Stockholm, originally an
offspring of the environmentalist movement in the 1970s but now clearly
distinct from the Green Party taking an explicitly neutral position
between the socialist and non-socialist blocs.
– Moderate
will be 1 for Moderate Party members and 0 for all others. A reason for
distinguishing the Moderates is that their party actually never supported
the neighbourhood reform, while all other parties are initiators and
supporters of the reform.
–
Leftwing is coded 1 for Social Democrats
and members of the Left and Green parties. All others are coded 0. This
variable intends to catch the effect of the left-right dimension
traditional in local politics in Stockholm.3
3) About the dominance of the left-right dimension in
Stockholm city politics see Hanna Bäck 2000
T, finally, is time. This
variable is 0 for 1996 and 1 for 1999. If there are detected significant
effects of this variable on Y, we at least know that something happened
between the two points in time that can not be explained by changes in the
pattern of offices held by local politicians, the change of regime in 1998
and changes in the party political composition of the council. It is among
these observed significant time-effects that consequences of the
neighbourhood reform are to be sought. It could, however, still be the
case that such observed changes are dependent on other events between 1996
and 1999 not controlled for.
Furthermore we mean that significant effects of O also
indicate possible effects of the neighbourhood reform as the very
categories defining O are constituted by the neighbourhood reform.
Local affinity and
territorial particular interests
The distribution with regard to the
feeling of affinity with the neighbourhood of residence hardly displays
any change over time at all, which also is supported by the regression
analysis. The regression equation explains (R2adj)
5.5 percent of the variance and the only significant slope coefficient is
with the variable "central level office".4
4) The unstandardised regression
coefficient is -.493, meaning that central level politicians feel almost
one half point (on a five points scale) less affinity than pure
neighbourhood politicians. The standardised regression coefficient is
-.243.
Table 3 Local affinity (percent)
| |
1996 |
1999 |
Change |
|
Not at all |
1 |
1 |
0 |
|
Small |
4 |
3 |
-1 |
|
Somewhat |
10 |
13 |
+3 |
|
Rather much |
37 |
36 |
-1 |
|
Very much |
49 |
48 |
-1 |
If the distributions in the different
office-holding categories are scrutinised it appears that the group with
overlapping offices distinguish themselves at both points in time, and
also that there is a considerable increase in this very group. This cannot
be seen in the regression analysis as this change in regression analysis
terms in an interaction effect between the variables O and T, which has
not been specified in the model. If such an interaction term (between
"holding overlapping offices" and time) is added to the
regression equation an almost significant slope coefficient appears
(p=.049).
The appearing differences between the
different office holding categories, with especially low values for those
only holding central city offices, in combination with the increase in
local affinity in the group holding overlapping offices are facts that
support a conclusion that the neighbourhood reform has had an effect. The
reform has created a group of local politicians with a strong and
increasing feeling of affinity with the local territory.
Figure 2 Percent high or very high
local affinity (percent)

The introduction of neighbourhood
committees implied that the responsibility for service provision was
organised territorially. There are as well ideas that local neighbourhoods
constitute local communities where people are brought together and where
living in the same locality produces a ground for common interests. To the
neighbourhood committee as a political organisation then is allocated the
role of representing the locality and its interests towards the
surrounding. It therefore ought to be expected that the reorganisation of
the city should lead to an increased saliency for the territorial
dimension in local politics, and that politicians, now to a large extent
organised territorially should become more attentive to the geographical
distribution in the city. To approach this issue we posed a survey
question about how the distribution of local government services is
assessed: is the distribution appropriate, and if not what parts of the
city are favoured and what parts are treated unfairly.
Table 4 The geographical distribution
of local government service (percent)
| |
1996 |
1999 |
Change |
|
1 Appropriate |
69 |
52 |
-17 |
|
2 Own neighbourhood favoured |
11 |
18 |
+7 |
|
3 Own neighbourhood treated unfairly |
21 |
30 |
+9 |
|
Balance of opinion (2-3) |
-10 |
-12 |
-2 |
It is obvious that there is a marked
increase in the proportion holding the opinion that local service is
distributed in a less than appropriate way over the surface of the city.
On the other hand there is no especially pronounced increase in discontent
with how one’s own neighbourhood is treated. The results indicate that,
as expected, the attention to and the importance of the territorial
dimension in politics increases after the neighbourhood reform.
This being an assessment of the services delivered we
ought to check for the effects of party affiliation and whether one’s
party is in office or in opposition, as these factors can be expected to
affect the evaluation of the services provided by the local authority.
Such a control is performed by applying the regression model. This
analysis show that the conclusion remains. The variables
"majority" (B=.101), "leftwing" (B=-.198) and
"time" (B=-0.180) all have significant effects on the assessment
of the appropriateness of the service distribution. Those belonging to
parties in office thus tend to have a more positive evaluation than
opposition party members. Members of the left-wing parties tend to be more
dissatisfied than members of the right-wing, and the proportion of
contended respondents decreases from 1996 to 1999. The categories defined
by holding office at the local and/or the central level, however, do not
differ significantly from each other5. The conclusion that the
territorial dimension in local politics has gained in saliency seems to
hold for this closer scrutiny.
5) The regression model explains 6.4 percent of the
variance
Figure 3 The distribution of local
service (percent "appropriate")

Whom a representative considers himself to
represent is known in the literature as representation focus (Eulau
et al 1959, Whalke et al 1962). We have asked our respondents if there are
some group or groups or interests that they, beside from being party
representatives, consider themselves to be the representatives of. Around
half of the respondents in the 1999 survey say that they have one or more
such representation foci. The most usual responses can be interpreted in
terms of groups more or less dependent on local government welfare
services: Children, young people, parents, and families (12 percent), weak
groups, the sick, disabled persons (8 percent). After that comes "my
own neighbourhood" with 7 percent. This represents a slight increase
from the 1996 survey, in which 6 percent gave this answer. This small
difference nevertheless results in a significant regression coefficient
(B=.027; p=.039). The fact that the direct effect of time passing appears
larger than when controls are not applied could be explained by the
existence of indirect causal chains with a sign opposite to the sign of
the direct effect. Categories in which such a territorial representation
focus is less common have increased their proportion of the population
studied (Moderates, "pure" central level politicians) while
categories where a territorial representation focus is more common have
decreased relatively (Social Democrats, local level politicians).6
6) The pure central level politicians have
increased their share of the whole group (excluding Social Welfare
District Committees) from 24 to 28 percent.
From the central city level perspective the
territorially defined neighbourhood interests can be considered as
particular interests. Regarding the interests of particular groups as not
legitimate is typical of Swedish political debate in recent years. In a
study of values evidently underlying organisational reforms in Swedish
local government under the first half of the1990s a strong repudiation of
the idea that particular group interests have democratic legitimacy was
observed (Bäck 2000). The objective of democracy is to solve common
problems and there is no room for conflicts of interest, especially not
for asymmetric conflicts of interest. Leif Lewin (1998) means in the book
"Bråka inte!7" that this consensual democracy
actually is typical of Swedish politics in the whole 20th
century.
7) "Don’t make trouble!"
In this perspective there are remarkably
many of our respondents who claim that a member of a neighbourhood
committee primarily should be guided by the needs of the neighbourhood if
these should come into conflict with the general interest of the whole
city. Almost 90 percent hold such a view. Sectorally defined particular
interests, however, have a lower degree of legitimacy, which is more
expected. Only half of the respondents hold the opinion that a member of a
service sector committee primarily should see to the needs of the sector.
Table 5 Territorially and sectorally
defined particular interests (percent preferring the interests of the
neighbourhood or the service sector to the common interest of the city)
| |
1996 |
1999 |
Change |
|
Neighbourhood interests |
89 |
88 |
-1 |
|
Service sector interests |
54 |
49 |
-5 |
One may wonder what makes this difference
between a neighbourhood and a service sector. One possible explanation
could be found in the rhetoric surrounding the neighbourhood reform, where
territorial community has been stressed. The case simply has been put so,
that it is the duty of a neighbourhood politician to represent the
neighbourhood and its interests. Looking at the local community in the
neighbourhood renders another aspect. Stressing the common interests of
the neighbourhood implies that conflicts of interests within the
neighbourhood are of less importance and/or less legitimate. The
neighbourhood interest and the city interest in a way belong to the same
family. In both cases it is a territorially defined interest that takes
precedence and is regarded as more important and more legitimate than
other contrasts within the neighbourhood or within the city, e g between
classes, genders or ethnic groups. There is a slight change over time in
how the importance of the neighbourhood interest is viewed. Nor does any
significant time effect appear in the regression analysis. On the other
hand both party political and office pattern variables have significant
effects. The Moderates are less willing to advocate the neighbourhood
interest than adherents of the other parties (B=-.185) and politicians
with overlapping offices (B=-.157) or only holding office at the central
level (B=-.147) also more seldom are supporters for the local interest.8
8) The proportion of variance explained is
5,4 percent
Non-territorial
particular interests
The respondent politicians have been
asked how they look upon local government services decentralised to the
neighbourhood committees: Should the authority make more or less efforts
or is the present situation satisfactory? There are shifts in priorities
between the two points in time. There are especially marked increases in
the number who think that the authority should increase its efforts in
welfare, child care, cultural activities and libraries. This implies some
changes in the ranking of different service areas: Primary education,
child care and welfare is given a higher ranking at the expense of care of
the elderly and streets and roads management.
Tabell 6 Spending preferences
(Opinion balance)9
| |
1996 |
1999 |
Change |
|
Primary education |
+76 |
+75 |
-1 |
|
Care of the elderly |
+81 |
+74 |
-7 |
|
Recreation |
+65 |
+71 |
+6 |
|
Welfare |
+40 |
+55 |
+15 |
|
Child care |
+32 |
+47 |
+15 |
|
Streets and roads |
+54 |
+46 |
-8 |
|
Cultural activities |
+19 |
+27 |
+8 |
|
Libraries |
+16 |
+26 |
+10 |
|
Consumer advisory service |
+11 |
+9 |
-2 |
9) The opinion balance measure is
the difference between the percentage wanting to increase efforts and the
percentage advocating a decrease.
It can, however, be concluded that the
responding politicians on the average are prepared to increase spending in
more policy areas than they are willing to decrease spending in. A
summarising measure on spending preference can be an arithmetic mean over
the nine service areas. This measure is for the year 1996 +47, and
increases in three years one meagre unit to +48. The willingness to spend
thus has increased, but very marginally. This, however, is a case where it
could be warranted to suspect that an increasing trend could have been
concealed by the party political shifts. The essence of what happened in
the 1998 election was that the more spending happy left wing was reduced
in favour of the more parsimonious right wing parties. Therefore the party
political changes could be expected to carry with them decreasing spending
preferences that could hide an underlying increasing trend.
Table 7 Spending preference.
Regression analysis.
| |
B |
b |
Significance |
|
Majority |
-.089 |
-.114 |
.000 |
|
Moderate |
-.332 |
-.336 |
.000 |
|
Left-wing |
.231 |
.295 |
.000 |
|
Overlapping offices |
-.093 |
-.089 |
.002 |
|
Only central level |
-.082 |
-.086 |
.003 |
|
Time |
.056 |
.071 |
.012 |
R2adj = 0,365
The regression analysis strengthens
these suspicions. The expected party political effects do appear.
Incumbent parties and Moderates are less willing to spend than opposition
parties and left-wingers. The time effect is positive and statistically
significant.
It could thus be established that the
preparedness to increase spending rises between the years 1996 and 1999
after controlling for party political circumstances and the structure of
elected offices. On the other hand, it is more in doubt whether this
increased spending willingness can be coupled with the neighbourhood
reform. A fact to be held against such a conclusion is that neighbourhood
politicians as a group do not differ systematically from central level
politicians. In comparison with "pure" neighbourhood politicians
both "pure" central level politicians and politicians holding
offices in both tiers display a lower level of spending willingness.
Furthermore, (not demonstrated in this table) the direction of movement
without controlling for party political conditions is upwards for the
"pure" neighbourhood and central level politicians and downwards
for those with overlapping offices. Those holding office on both levels
thus would like to cut spending while those holding office on only one of
the levels prefer increases.
This seems to be a situation, where we
have been able to establish a significant change depending on something
else than the neighbourhood reform occurring between the two points in
time. Our mind goes to cut-back policies following the bourgeois
assumption of power in 1998. These policies may have brought about a
preference for increased spending irrespective of party allegiance.
Politicians and
citizens
There is a marked increase in contacts between citizens
and politicians. In matters only concerning the contact seeking citizen
herself or her next-of-kin the proportion of politicians which on the
whole can report contacts of that kind during the last twelve months
increases by eight percentage points. The percentage reporting more than
five such contacts increases with nine points. Considering contacts in
more general political matters the number having any contacts to report
increases with nine percentage points and those with more frequent
contacts with 13 percentage points. It may surprise that these rising
contact frequencies do not leave any imprints in the measurements we have
at the level of citizens. It should, however, be kept in mind that the two
populations surveyed are dramatically different in magnitude. If one
hundred politicians earlier not reporting any citizen contacts begin to
report contacts, the percentage being contacted rises with 14 percentage
points. if on the other hand one hundred citizens not having reported any
contacts with politicians do report such contacts, they represent only a
0.01 percentage increase.
Table 8 Citizen contacts (percent)
| |
Never |
1-5 times |
6-10 times |
More than10 times |
|
Personal matters
1996
|
28
|
44
|
11
|
17
|
|
1999 |
20 |
43 |
15 |
22 |
|
Change |
-8 |
-1 |
+4 |
+5 |
|
Political matters
1996
|
19
|
41
|
16
|
25
|
|
1999 |
10 |
36 |
21 |
33 |
|
Change |
-9 |
-5 |
+5 |
+8 |
This contact activity is related to the
structure of offices held. The "two-level" politicians are
especially active. "Pure" neighbourhood politicians, however,
account for the biggest increases.
Table 9 Citizen contacts per office
category (percent)
| |
Neighbourhood |
Overlapping |
Central level |
All |
|
Personal matters
1996
|
67
|
84
|
67
|
72
|
|
1999 |
81 |
92 |
72 |
80 |
|
Change |
+12 |
+8 |
+6 |
+8 |
|
Political matters
1996
|
82
|
91
|
77
|
82
|
|
1999 |
91 |
97 |
85 |
90 |
|
Change |
+9 |
+6 |
+8 |
+9 |
The regression analyses show that there are
significant positive effects of belonging to the group with overlapping
offices as well as a positive significant effect of time. Belonging to the
group with only central level office has a positive effect on contacts in
political matters but not in personal matters. Party affiliation, on the
other hand, as well as incumbency or opposition has no importance.10
10) The explained proportion of the
variance is 5.6 percent for personal matters and 7 percent for political
matters.
It has been observed that cut-back
policies tend to lead to increased levels of citizens’ activity, and it
has been somewhat acidly suggested that if high frequencies of contacts
between citizens and politicians are a criterion of good democracy,
democracy will be best enhanced by cutting public services to zero
(Rubenowitz 1994). At the same time it has been expected that the
neighbourhood reform by way of closing the gap between electors and
elected would result in more contacts. What can now be concluded from
these results looked upon in these conflicting perspectives? First it
could be assumed that a closer relation between neighbourhood politicians
and the citizens hardly can be expected to imply more contacts with those
politicians only holding office on the central level. In this perspective
it should be noted that we only have observed a significant effect of
being a "pure" central level politician on contacts in more
political matters. It could be that civil discontent in political matters
results in citizens contacting politicians in city hall, and that the
reported contact frequencies in political matters can be related to
cut-back policies. In those matters concerning only oneself and one’s
next-of-kin it is more natural to turn to the local representatives in the
neighbourhood committee. From table 7 it can be concluded that the
reported increase is greatest for neighbourhood politicians with regard to
these "personal" matters, but that they are of approximately of
the same size for all office categories if we look at the
"political" matters.
In terms of the explicit goals of the
neighbourhood reform this interpretation can be regarded positive. At the
same time the interpretation is disturbing in relation to the role of the
neighbourhood politicians. Members of the public who want to influence
public policies turn to centrally located politicians, while neighbourhood
politicians come to exercise the role of "the guy who can fix
things" in the administration. It is the image of a patronage system
that lurks. The position of the neighbourhood politician is dependent on
the ability to fix solutions for his clients by-passing established
administrative routines. In interviews with neighbourhood politicians in
other municipalities than Stockholm (Bäck 2000), it appeared that many
held exactly such an ideal. It was the archaic parish trustee that
constituted the ideal image.
In evaluations of neighbourhood
committee systems there often emerges what could be called "the queue
syndrome": In queues in the supermarket, in the liquor store or at
the bus stop committee members get into conversation with private
neighbourhood residents concerning authority business (see e g
Westerståhl 1995). In order to approach the question if the queue
syndrome is present also in Stockholm’s neighbourhood committees we have
asked our politician respondents how frequently they discuss local
authority matters with people in their surrounding – in their family, at
their workplace, with their neighbours and with other local residents. This
very last alternative is intended to catch "the queue syndrome."
The category "other local
residents" ranks relatively low compared to other more intimate
groups. 75-83 percent of the respondents say that they very often or
almost daily discuss local authority matters with their family, their
colleagues or their friends. One such close category that also ranks low
is "neighbours" with whom the respondents seldom discuss
authority matters with. Why such discussions with neighbours are avoided
of course is an interesting question that we, however, will not dwell upon
any more. It can however be concluded that about half of the politicians
discuss with people "they meet in town" and that this proportion
is increasing between our two points of measurement. This can be taken as
evidence of the Stockholm neighbourhood reform carrying with it a
"queue syndrome."
Table 10 Discussions about local
authority matters (per cent fairly often or daily)
| |
1996 |
1999 |
Change |
|
Family |
83 |
83 |
0 |
|
Colleagues |
80 |
75 |
-5 |
|
Friends |
79 |
80 |
+1 |
|
Other local residents |
45 |
54 |
+9 |
|
Neighbours |
34 |
37 |
+3 |
There also emerges a difference between
the three office categories. On both occasions the "double
politicians" holding office at the central as well as at the
neighbourhood level display the highest activity levels, while the other
two groups – the pure local level and the pure central level politicians
– are less active.
These observations from the tables are
corroborated by the regression analysis which displays significant
positive effects from holding overlapping offices and from time.
Altogether we think that these observations indicate an increasing
discussion activity between the more leading neighbourhood politicians who
also have elected offices in city hall and "ordinary" citizens
thereby giving evidence for the Stockholm neighbourhood reform having
"queue-syndrome effects" like those observed in other
municipalities.11
11) Perhaps it should be added that
also affiliation to the left-wing parties has a significant positive
effect on discussions with "other local residents." The
regression model explains 3.9 percent of the variance.
The politicians and
association activities
It is not surprising that the
respondents to the 1999 politician survey on the average are members of as
much as 3.6 voluntary organisations12. They constitute a group
where also association activities should be expected. Holding elected
posts in associations is somewhat more rare: Measured in the same way, the
Stockholm local politician is a member of the board in 0.6 associations.
It also is relatively unusual that those associations that one is a member
of are local in the sense that they recruit their members and confine
their activities to the very neighbourhood of residence. Here the average
number is 0.8.
12) More accurately they are members of at
least 3.6 associations, because the sum refers to the number of
positive responses to membership in a number of categories of
associations specified in the question.
The most usual associations for the
politicians to be members of are organisations relating to residence (e g
tenant-owners’ societies, house-owners’ associations or tenants’
associations), trade unions, consumer co-ops and sport clubs. If we
instead look at the associations where our respondents are members of the
board consumer-coops disappear while action groups and the like are added
to the list. The profile of the local neighbourhood associations that the
politicians engage in, on the other hand, is rather different.
Associations related to residence also now rank high, but they are
followed by action groups, parents associations and sports clubs.
Table 11 Association activities
(percent)
| |
Members |
Members of the board |
Members of local neighbourhood
associations |
|
Residence associations |
71,3 |
12,3 |
31,3 |
|
Trade unions |
67,9 |
9,9 |
3,2 |
|
Consumer co-ops |
58,4 |
1,5 |
2,4 |
|
Sports clubs |
32,8 |
3,7 |
4,4 |
|
Action groups |
25,2 |
4,3 |
10,6 |
|
Parents associations |
13,4 |
1,7 |
4,7 |
|
Pensioners’ clubs |
9,5 |
2,4 |
3,7 |
|
Business associations |
7,3 |
1,5 |
0,4 |
|
Women’s organisations |
6,7 |
0,9 |
0,7 |
|
Other organisations |
64,7 |
17,0 |
15,5 |
If the neighbourhood reform should be
expected to have some consequences at all in this respect it ought to
concern activities in the association life in the local neighbourhood. It
could be expected a deeper involvement in local associations among
neighbourhood politicians than among central level city hall politicians.
One could also expect an increase over time in this respect.
The regression analysis is only partly in the expected
direction. The slope coefficients for "Moderate" and for
"Central level office" are both significant and negative, i e
Moderate party members are more seldom than supporters of the other
parties members of local associations and politicians on the central city
level are more seldom than politicians on the neighbourhood level involved
in local neighbourhood organisations. On the other hand there emerges no
significant time effect.13
13) Explained variance is 2.2 per cent.
Summary
I table 10 we have summarised our
observations in terms of effects of "office structure" and
"time". If there are any consequences of the neighbourhood
reform for the studied aspects of the representative’s role the
following patterns ought to emerge:
- Change over time: We expect a change between the two
points in time. It should, however, be kept in mind that the 1996
measuring is not in the strict sense an ex-ante measuring. The
reform is already decided upon and to a certain extent running. It is
above all when we think that how the reform is implemented is
important that we should expect differences over time.
- Systematic differences between the "office
categories" are almost by definition consequences of the
neighbourhood reform as the three categories are creatures of the
reform. All such differences, however, cannot be seen as expected. We
expect them to have a direction implying a closer relation between
neighbourhood politicians and the local community.
With these considerations we have in the
table shaded those effects that seem most consistent with the reform
expectations.
Table 12 Summary of effects of office structure and
time
| |
Office structure |
Change over time |
|
4 Contacts in political matters |
Pure central level politicians most |
Increase |
|
1 Local affinity |
Pure central level politicians especially weak |
|
6 Local neighbourhood
associations
|
No change |
|
2 Contacts in personal matters
The queue syndrome
|
Overlapping offices especially much |
Increase |
|
7 Legitimacy of local interest |
Pure neighbourhood politicians especially much |
No change |
|
3 Willingness to spend |
Increase |
|
5 Dissatisfied with service distribution |
No differences |
Note: Numbers
refer to discussion below
The following seven patterns emerge:
Change over time and difference between groups in the
directions expected
- The affinity of the politicians with their
neighbourhoods is deepening and politicians only holding central level
offices display an especially weak feeling of belonging. These results
are in line with what may have been expected.
- The number of politicians reporting contacts with
ordinary citizens in matters only concerning the contacting citizen
herself or her next-of-kin is increasing. Those politicians joining
offices at the local and the central levels receive most of the
contacts. What we termed "the queue syndrome" displays a
similar pattern. Considering the important position the "two-level
politicians" seem to have in the system, also these results are to
be expected.
- The willingness to spend more on the activities under
the jurisdiction of the neighbourhood committees increases over time,
and in this respect the "pure" neighbourhood politicians are
the most ardent advocates.
Expected change over time, but no
expected differences between groups appear
- As expected the number of politicians being contacted
by ordinary citizens in more political matters increases, but the
politician category displaying the highest contact frequencies is the
"pure" central-level politicians.
- Also, as expected, the number claiming that local
government services are unfairly distributed across the city’s
territory increases. However, no significant differences emerge between
the different politician categories.
Expected differences between groups but
no change over time
- Those politicians only holding office at the central
city level are, as expected, the least involved in local associations in
the neighbourhoods. On the other hand, there is no tendency that
involvement in local associations is increasing.
- The legitimacy of territorially defined particular
interests does not increase over time, but "pure"
neighbourhood politicians are eager advocates of the local interest
against the common city interest.
Discussing changes between the two
points of time when we did our measuring one should also consider other
events in the city than the implementation of the neighbourhood reform.
Are there other events that might have caused the observed changes in
attitudes and behaviours? One such alternative explanation of course is
the continued cut-down policies in social welfare, underlined by the shift
of power from a Social Democratic to a bourgeois leadership dominated by
the conservative Moderates in 1998. It seems reasonable to assume that
cut-back policies rather than the neighbourhood reform are the causes of
changes 3 (increased willingness to spend) and 4 (increased frequency of
contacts in political matters). It is more difficult to make a credible
argument for cut-back policies producing deepening local affinity (1),
more citizen-politician contacts in "personal" matters and
discussions between politicians and ordinary citizens when meeting
"in queues" (2). In these cases the implementation of the
neighbourhood reform seems to be a more credible explanation than cut-back
policies. When it comes to the increasing number claiming local government
services being less fairly distributed over the territory, it might be
possible to find arguments for both standpoints.
A more far-reaching summary of the
analyses and the interpretations made in this paper could be formulated
into two propositions:
P1 The neighbourhood reform has
carried with it an increased feeling of local belonging to the
neighbourhoods among Stockholm’s local politicians. A local politician
role is emerging, implying at least among the more leading neighbourhood
politicians frequent discussions of local authority matters with ordinary
citizens they happen to meet "in town" and frequent contacts
with ordinary citizens seeking help to "fix things" for
themselves. Neighbourhood politicians also are somewhat more involved in
local associations than "pure" city hall politicians.
P2 The territorial dimension in local
politics is becoming more important. The opinion that there are imbalances
in the distribution of local services between the different parts of the
city is more commonly held. Territorially defined particular interests
become relatively legitimate, especially when considering politicians
lacking a direct affiliation with city hall.
A development characterised in this way
might point in the direction of an important transformation of the
structure of the political system in the city. On the local neighbourhood
tier there are traces to be found of a more old-fashioned – pre-modern
– political system, where individual politicians play a role for the
contacts between individual citizens and the welfare municipality. In city
hall, on the other hand, the drama of modern politics is at stage. This
play now and then takes its expression as cuts in the welfare production
to be distributed at the local level. This will lead to tensions and a
fermenting discontent can be discerned even among local politicians. Those
local politicians holding offices on both levels fill a function as
integrators in this increasingly dualistic system. Other integrating
mechanisms not touched upon in this paper are the system of steering by
objectives, the resource allocation system, and perhaps most important of
them all the steering and co-ordination channelled through the political
parties. This last form of steering and co-ordination is streamlined by
the procedure of city-wide indirect elections, guaranteeing the same
political majority in all neighbourhood committees as well as in the city
council. The overlapping of public offices – in the French doctrine
known as cumule des mandats – is still an integrating mechanism.
In the same way as it is asserted that this system tends to fuse the
levels of French government (cf Hague et al 1992), overlapping offices
contribute to fusing the government of Stockholm into a system where it is
not obvious that it is relevant to pose the question which level is
steering.
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